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    <p>Agreed, Ken, and thank you for all of your work on this issue!  <br>
    </p>
    <p>Sorry if I missed something, but have all timeframes been removed
      (from 60 to 0)?  I understand it has been a 60 day lock, and
      you/NCSG wanted a 30 day lock (which made sense to me). What is
      the minimum time now? <br>
    </p>
    <p>Best, Kathy<br>
    </p>
    <div class="moz-cite-prefix">On 4/27/2024 11:39 AM, Ken Herman
      wrote:<br>
    </div>
    <blockquote type="cite"
      cite="mid:082801da98b9$2a5c3a70$7f14af50$@kherman.com">
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        <p class="MsoNormal"><span lang="EN-GB">Hello Fellow NCSG
            Members:<o:p></o:p></span></p>
        <p class="MsoNormal"><o:p> </o:p></p>
        <p class="MsoNormal">I would like to thank members for
          responding to my request for input last week regarding the
          elimination of a transfer restriction. I shared the ideas
          presented in that message with the Working Group.<o:p></o:p></p>
        <p class="MsoNormal"><o:p> </o:p></p>
        <p class="MsoNormal"><u>Current status</u>:<o:p></o:p></p>
        <ul style="margin-top:0in" type="disc">
          <li class="MsoListParagraphCxSpFirst"
style="margin-left:0in;mso-add-space:auto;mso-list:l0 level1 lfo4">The
            discussion regarding a transfer restriction (a preferred
            term rather than a transfer “Lock”) after an inter-registrar
            transfer evolved to a position whereby a transfer
            restriction could be lifted only under some very specific
            circumstances and with specific conditions. <o:p></o:p></li>
          <li class="MsoListParagraphCxSpLast"
style="margin-left:0in;mso-add-space:auto;mso-list:l0 level1 lfo4">The
            the circumstances can vary, and enumerating them would serve
            no useful purpose, the proposed conditions were very
            specific, and included ensuring that there was a specific
            request from the RNH and that request, along with its
            rationale and the actions taken by the Registrar, are to be
            documented as a matter of policy; i.e. those conditions
            could be audited for compliance. <o:p></o:p></li>
        </ul>
        <p class="MsoNormal"><o:p> </o:p></p>
        <p class="MsoNormal"><b>Bottom line: I believe the WG has moved
            adequately towards a resolution regarding the lifting of the
            transfer restriction in a way that addresses the concerns I
            expressed previously. </b>It retains a requirement for the
          restriction, which is something that did not exist in the
          original policy (it was optional for the Registrar) while
          allowing Registered Name Holders and Registrars to work
          together on situations that may facilitate lifting the
          restriction, while requiring registrars to fully document the
          process with requirements for record retention.<o:p></o:p></p>
        <p class="MsoNormal"><b><o:p> </o:p></b></p>
        <p class="MsoNormal"><b>I think we can accept this approach, </b>but
          of course I welcome any additional thoughts<b>.<o:p></o:p></b></p>
        <p class="MsoNormal"><b><o:p> </o:p></b></p>
        <p class="MsoNormal">Thanks.<o:p></o:p></p>
        <p class="MsoNormal"><span
style="font-size:11.0pt;font-family:"Aptos",sans-serif"><o:p> </o:p></span></p>
        <p class="MsoNormal"><span
style="font-size:11.0pt;font-family:"Aptos",sans-serif">Ken<o:p></o:p></span></p>
        <p class="MsoNormal"><span
style="font-size:11.0pt;font-family:"Aptos",sans-serif"><o:p> </o:p></span></p>
        <div>
          <div
style="border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in">
            <p class="MsoNormal"><b><span
style="font-size:11.0pt;font-family:"Calibri",sans-serif">From:</span></b><span
style="font-size:11.0pt;font-family:"Calibri",sans-serif">
                NCSG-Discuss <a class="moz-txt-link-rfc2396E" href="mailto:NCSG-DISCUSS@LISTSERV.SYR.EDU"><NCSG-DISCUSS@LISTSERV.SYR.EDU></a> <b>On
                  Behalf Of </b>Ken Herman<br>
                <b>Sent:</b> Sunday, April 21, 2024 2:28 PM<br>
                <b>To:</b> <a class="moz-txt-link-abbreviated" href="mailto:NCSG-DISCUSS@LISTSERV.SYR.EDU">NCSG-DISCUSS@LISTSERV.SYR.EDU</a><br>
                <b>Subject:</b> Request for Input on Transfer Policy -
                To retain or eliminate a transfer lock<o:p></o:p></span></p>
          </div>
        </div>
        <p class="MsoNormal"><o:p> </o:p></p>
        <p class="MsoNormal"><span lang="EN-GB">Hello Fellow NCSG
            Members:<o:p></o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB"><o:p> </o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB">I request your input
            regarding an issue under discussed by the Transfer Policy
            Review Working Group (TPRWG).<o:p></o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB"><o:p> </o:p></span></p>
        <p class="MsoNormal"><b><span lang="EN-GB">The issue concerns
              whether to allow for the transfer of a domain to a
              different registrar in fewer than 30 days after an initial
              transfer. <o:p></o:p></span></b></p>
        <p class="MsoNormal"><b><span lang="EN-GB"><o:p> </o:p></span></b></p>
        <p class="MsoNormal"><b><span lang="EN-GB">My recommended NCSG
              position: Under no circumstances should a registrar allow
              for a transfer in fewer than 30 days.<o:p></o:p></span></b></p>
        <p class="MsoNormal"><b><span lang="EN-GB"><o:p> </o:p></span></b></p>
        <p class="MsoNormal"><b><span lang="EN-GB">Please review the
              points below and let me know if you agree with my position
              or prefer for me to present some other position. <o:p></o:p></span></b></p>
        <p class="MsoNormal"><span lang="EN-GB"><o:p> </o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB">Certainly, let me know
            if you have any questions.<o:p></o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB"><o:p> </o:p></span></p>
        <p class="MsoNormal" style="margin-bottom:6.0pt"><span
            lang="EN-GB">I look forward to hearing from you.<o:p></o:p></span></p>
        <p class="MsoNormal" style="margin-bottom:6.0pt"><span
            lang="EN-GB">Ken<o:p></o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB"><o:p> </o:p></span></p>
        <p class="MsoNormal"><span lang="EN-GB">Major points regarding
            the issue include:<o:p></o:p></span></p>
        <ol style="margin-top:0in" type="1" start="1">
          <li class="MsoListParagraphCxSpFirst"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">Current policy imposes a 60-day restriction
              on any inter-registrar transfers after a transfer. In
              other words, if I move my registered domain name to a new
              registrar, I could not move my domain name again for 60
              days. No exceptions (at least that I am aware of). My
              understanding is that this is a measure to protect against
              domain name theft.<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">In previous discussions, the working group
              recommended changing the lock to 30 days and would require
              all registries to adhere to this timeframe. The proposed
              preliminary recommendation reads as follows:<br>
              <br>
              <b>GROUP 1(a) Rec 17(a): The Registrar MUST restrict the
                Registered Name Holder (RNH) from transferring a domain
                name to a new Registrar within 30 days / 720 hours of
                the completion of an inter-Registrar transfer. To the
                extent that a Registry and/or Registrar has an existing
                policy and/or practice of restricting the RNH from
                transferring a domain name to a new Registrar for a
                different period of time following an inter-Registrar
                transfer, all policies and practices MUST be updated to
                be consistent with this new requirement.</b><o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">This preliminary recommendation has been
              reopened in light of current discussions around the Change
              of Registrant Data policies.<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">The proposed revision would allow a registrar
              to initiate a transfer in fewer than 30 days under certain
              circumstances. The circumstances proposed include cases
              where the registrant has an established relationship with
              the registrar. <o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">Some registrants have a problem with the
              lock, as indicated in the Charter for the WG, which notes
              in paragraph d4 that “Survey responses and data provided
              by ICANN’s Global Support Center indicate that registrants
              do not understand the 60-day lock and express frustration
              when it prevents them from completing an inter-registrar
              transfer.”<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">Some registrars have explained that in a
              small number of cases the 30-day lock imposes a business
              hardship, and this is mentioned in the charter in
              paragraph d7, “In its survey response, the Registrar
              Stakeholder Group indicated that the 60-day lock hinders
              corporate acquisitions, consolidations, and divestitures
              of large lists of domains to new legal entities”.<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">Some registrars even suggest that having any
              lock after a transfer only offers limited protection from
              domain theft (which is the main reason for imposing a lock
              in the first place). Some registrars report many
              complaints about having a lock.<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">Some stakeholder groups express in the WG
              meetings discomfort with any reason to remove the lock,
              and feel the lock remains an important security control..
              <o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-bottom:6.0pt;margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><span
              lang="EN-GB">In my opinion, evidence of the impact of a
              lock for reducing domain theft is slim. As noted, my
              understanding is that the lock was initially included in
              the policy since moving domains quickly across many
              registrars was an indication of potential domain theft and
              locking the domain for a period of time allowed for
              registrants to recover these domains.<o:p></o:p></span></li>
          <li class="MsoListParagraphCxSpMiddle"
style="margin-left:0in;mso-add-space:auto;mso-list:l1 level1 lfo3"><b><span
                lang="EN-GB">Given that:</span></b><span lang="EN-GB"><o:p></o:p></span></li>
          <ol style="margin-top:0in" type="a" start="1">
            <li class="MsoListParagraphCxSpMiddle"
style="margin-left:0in;mso-add-space:auto;mso-list:l1 level2 lfo3"><b><span
                  lang="EN-GB">Evidence of the impact of the lock is
                  inconclusive, and</span></b><span lang="EN-GB"><o:p></o:p></span></li>
            <li class="MsoListParagraphCxSpMiddle"
style="margin-left:0in;mso-add-space:auto;mso-list:l1 level2 lfo3"><b><span
                  lang="EN-GB">Professional domain managers have for
                  many years coped with having the lock, and</span></b><span
                lang="EN-GB"><o:p></o:p></span></li>
            <li class="MsoListParagraphCxSpMiddle"
style="margin-left:0in;mso-add-space:auto;mso-list:l1 level2 lfo3"><b><span
                  lang="EN-GB">Providing the ability of registrars to
                  undo a lock enables a registrar to manipulate, and
                  potentially undermine, the trust of registrants, and<o:p></o:p></span></b></li>
            <li class="MsoListParagraphCxSpLast"
style="margin-left:0in;mso-add-space:auto;mso-list:l1 level2 lfo3"><b><span
                  lang="EN-GB">Reducing the lock to 30 days provides a
                  reasonable compromise.</span></b><span lang="EN-GB"><o:p></o:p></span></li>
          </ol>
        </ol>
        <p class="MsoNormal" style="margin-left:.75in"><b><span
              lang="EN-GB"><o:p> </o:p></span></b></p>
        <p class="MsoNormal"
style="mso-margin-top-alt:0in;margin-right:0in;margin-bottom:6.0pt;margin-left:.75in"><b><span
              lang="EN-GB">My suggestion is for NCSG to take the
              position to retain the current language of recommendation
              17(a); i.e. to maintain the 30-day lock. I further suggest
              that the working group call on ICANN to more intensively
              study the impact of having a transfer lock, both of the <o:p></o:p></span></b></p>
        <p class="MsoNormal"
style="mso-margin-top-alt:0in;margin-right:0in;margin-bottom:6.0pt;margin-left:.75in"><b><span
              lang="EN-GB">While I would need to confirm, I believe ALAC
              and the Business Constituency have a similar position.<o:p></o:p></span></b></p>
        <p class="MsoNormal" style="margin-bottom:6.0pt"><b><span
              lang="EN-GB"><o:p> </o:p></span></b></p>
        <p class="MsoNormal" style="margin-bottom:6.0pt"><b><span
              lang="EN-GB">References: all documents (Charter,
              preliminary reports, etc) can be found here: <a
                href="https://community.icann.org/display/TPRPDP"
                moz-do-not-send="true" class="moz-txt-link-freetext">https://community.icann.org/display/TPRPDP</a><o:p></o:p></span></b></p>
        <p class="MsoNormal" style="margin-bottom:6.0pt"><b><span
              lang="EN-GB"><o:p> </o:p></span></b></p>
        <p class="MsoNormal"><span
style="font-size:11.0pt;font-family:"Aptos",sans-serif"
            lang="EN-GB"><o:p> </o:p></span></p>
      </div>
    </blockquote>
    <pre class="moz-signature" cols="72">-- 
Kathy Kleiman
Past President, Domain Name Rights Coalition</pre>
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